{"id":1073,"date":"2019-02-08T14:33:22","date_gmt":"2019-02-08T14:33:22","guid":{"rendered":"https:\/\/blogs.napier.ac.uk\/rio\/?p=1073"},"modified":"2019-03-22T13:37:09","modified_gmt":"2019-03-22T13:37:09","slug":"criteria-for-ref-2021","status":"publish","type":"post","link":"https:\/\/blogs.napier.ac.uk\/rie\/criteria-for-ref-2021\/","title":{"rendered":"Criteria for REF 2021"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignright size-full wp-image-1079\" src=\"https:\/\/blogs.napier.ac.uk\/rio\/wp-content\/uploads\/sites\/39\/2019\/02\/ref-2021-small.png\" alt=\"REF 2021\" width=\"300\" height=\"199\" \/>In January 2019, the UK higher education funding bodies published the final guidance and criteria for REF 2021.<\/p>\n<p>The <a href=\"https:\/\/www.ref.ac.uk\/publications\/guidance-on-submissions-201901\/\"><i><strong>guidance on submissions<\/strong><\/i><\/a> details how UK universities should make their submissions to REF 2021 and the <a href=\"https:\/\/www.ref.ac.uk\/publications\/panel-criteria-and-working-methods-201902\/\"><i><strong>panel criteria and working methods<\/strong><\/i><\/a> describes how the REF 2021 panels will assess the research. The documents have been developed by the REF\u2019s expert panels and the four funding bodies following the sector consultation over the Summer 2018.<\/p>\n<p>To accompany the final guidance and criteria for REF2021, the REF steering Group has set out its rationale relating to <a href=\"https:\/\/www.ref.ac.uk\/media\/1080\/key-decisions-by-the-ref-steering-group.pdf\"><i><strong>key decisions<\/strong><\/i><\/a> on some of the new aspects of the framework, including:<\/p>\n<ol>\n<li><strong>Staff with significant responsibility for Research<\/strong><br \/>\nThe Guidance has been updated to make it clear that staff on T&amp;R contracts who are not independent researchers should be identified through the processes that the HEI has put in place to identify staff with significant responsibility for research.<\/li>\n<li><strong>Independent researchers<\/strong><br \/>\nFor the purposes of the REF, an independent researcher will be defined as individuals who are employed to undertake self-directed research, rather than carrying out another individual\u2019s research programme. It is not expected to cover research undertaken by individuals outside their contracted responsibilities. On the basis of this definition, it is not expected that the majority of postdoctoral research assistants employed on project or programme grants will not be eligible for submission.<\/li>\n<li><strong>Non-portability<\/strong><br \/>\nThe funding bodies have decided to permit the submission of the outputs of former staff made redundant because of the significant unintended consequences of doing otherwise. The REF encourage institutions to consider carefully their approach to submitting the outputs of former staff who have since made redundant and reflect on whether it is compatible with the intentions of the policy of non-portability.<\/li>\n<li><strong>Open access<\/strong><br \/>\nThe guidance has been updated so that UoAs may submit a maximum, of five per cent non-compliant in-scope outputs, or one non-compliant in scope output, whichever is higher, per submission to a UoA.<\/li>\n<\/ol>\n<p>The REF team have also published the <a href=\"https:\/\/www.ref.ac.uk\/publications\/guidance-on-codes-of-practice-201903\/\"><i><strong>guidance on codes of practice<\/strong><\/i><\/a> which outlines criteria on creating a code of practice (CoP) on:<\/p>\n<ul>\n<li>The fair and transparent identification of staff with significant responsibility for research<\/li>\n<li>Determining who is an independent researcher<\/li>\n<li>The selection of outputs.<\/li>\n<\/ul>\n<p>In developing the criteria proposed within the CoP, the University is committed to open, two-way meaningful communication with all staff to ensure processes are fair and transparent. Open campus meetings are currently being finalise and more information will be posted shortly.<\/p>\n<hr \/>\n<p><i>Post by <a href=\"https:\/\/staff.napier.ac.uk\/services\/research-innovation-office\/contact\/Pages\/information-management-team.aspx\"><strong>Elaine Lambie<\/strong><\/a>, Research &amp; Innovation Policy Officer<\/i><\/p>\n","protected":false},"excerpt":{"rendered":"<p>In January 2019, the UK higher education funding bodies published the final guidance and criteria for REF 2021. The guidance on submissions details how UK universities should make their submissions to REF 2021 and the panel criteria and working methods&hellip; <br \/><a class=\"read-more-button\" href=\"https:\/\/blogs.napier.ac.uk\/rie\/criteria-for-ref-2021\/\">Read more<\/a><\/p>\n","protected":false},"author":113,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_crdt_document":"","jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[26],"tags":[27],"class_list":["post-1073","post","type-post","status-publish","format-standard","hentry","category-ref-2021","tag-ref-2021"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Criteria for REF 2021 - Research Innovation Enterprise<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/blogs.napier.ac.uk\/rie\/criteria-for-ref-2021\/\" \/>\n<meta property=\"og:locale\" content=\"en_GB\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Criteria for REF 2021 - Research Innovation Enterprise\" \/>\n<meta property=\"og:description\" content=\"In January 2019, the UK higher education funding bodies published the final guidance and criteria for REF 2021. The guidance on submissions details how UK universities should make their submissions to REF 2021 and the panel criteria and working methods&hellip; Read more\" \/>\n<meta property=\"og:url\" content=\"https:\/\/blogs.napier.ac.uk\/rie\/criteria-for-ref-2021\/\" \/>\n<meta property=\"og:site_name\" content=\"Research Innovation Enterprise\" \/>\n<meta property=\"article:published_time\" content=\"2019-02-08T14:33:22+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2019-03-22T13:37:09+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/blogs.napier.ac.uk\/rio\/wp-content\/uploads\/sites\/39\/2019\/02\/ref-2021-small.png\" \/>\n<meta name=\"author\" content=\"callum.egan@napier.ac.uk\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@EdNapierRIO\" \/>\n<meta name=\"twitter:site\" content=\"@EdNapierRIO\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"callum.egan@napier.ac.uk\" \/>\n\t<meta name=\"twitter:label2\" content=\"Estimated reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/\"},\"author\":{\"name\":\"callum.egan@napier.ac.uk\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/#\\\/schema\\\/person\\\/09cd89df608b4af36193fa4770aad4bc\"},\"headline\":\"Criteria for REF 2021\",\"datePublished\":\"2019-02-08T14:33:22+00:00\",\"dateModified\":\"2019-03-22T13:37:09+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/\"},\"wordCount\":420,\"commentCount\":0,\"image\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rio\\\/wp-content\\\/uploads\\\/sites\\\/39\\\/2019\\\/02\\\/ref-2021-small.png\",\"keywords\":[\"REF 2021\"],\"articleSection\":[\"REF 2021\"],\"inLanguage\":\"en-GB\",\"potentialAction\":[{\"@type\":\"CommentAction\",\"name\":\"Comment\",\"target\":[\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#respond\"]}]},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/\",\"url\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/\",\"name\":\"Criteria for REF 2021 - Research Innovation Enterprise\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rio\\\/wp-content\\\/uploads\\\/sites\\\/39\\\/2019\\\/02\\\/ref-2021-small.png\",\"datePublished\":\"2019-02-08T14:33:22+00:00\",\"dateModified\":\"2019-03-22T13:37:09+00:00\",\"author\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/#\\\/schema\\\/person\\\/09cd89df608b4af36193fa4770aad4bc\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#breadcrumb\"},\"inLanguage\":\"en-GB\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-GB\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#primaryimage\",\"url\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rio\\\/wp-content\\\/uploads\\\/sites\\\/39\\\/2019\\\/02\\\/ref-2021-small.png\",\"contentUrl\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rio\\\/wp-content\\\/uploads\\\/sites\\\/39\\\/2019\\\/02\\\/ref-2021-small.png\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/criteria-for-ref-2021\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Criteria for REF 2021\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/#website\",\"url\":\"https:\\\/\\\/blogs.napier.ac.uk\\\/rie\\\/\",\"name\":\"Research Innovation Enterprise\",\"description\":\"News, funding opportunities, and support from Research, Innovation &amp; 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